Risk assessment

Understand exposure, controls and the risk that remains.

• Business risk assessment and customer risk

  Separate the risks across your business from the risk of one customer.

• Assign a customer risk rating

  Use evidence and the proposed service to explain a customer risk rating.

• Assess risk in a designated service

  Explain how the work you perform can create a route for financial crime.

• Assess delivery channel risk

  Examine how information and instructions reach your business.

• Country risk and specific enhanced CDD triggers

  Separate a country risk assessment from a specific legal trigger.

• Risk factors and mandatory CDD triggers

  A risk factor informs judgement. A legal trigger can require a specific response.